Christine Linda Armstrong

About Christine Linda Armstrong

A licensed financial professional, registered in all 53 U.S. states and territories, committed to providing expert financial guidance and personalized investment advisory services.

Professional Excellence

Christine Linda Armstrong is a seasoned financial consultant and investment advisor with Charles Schwab & Co., Inc. Licensed in all 53 U.S. states and territories, she brings extensive expertise in securities trading, investment management, and comprehensive financial planning.

Backed by multiple FINRA registrations and examinations, Christine demonstrates a strong commitment to the highest standards in the financial services industry. She combines market knowledge with a personalized approach, delivering strategies tailored to each client’s unique financial goals.

As a registered professional (CRD# 4417224), Christine maintains full regulatory compliance and transparency, ensuring clients’ trust in her integrity and financial expertise.

Key Qualifications

Licensed in 53 U.S. States & Territories

FINRA Registrations

General Securities Representative

Operations Professional

Securities Industry Essentials

State Securities Law

Professional Qualifications

Comprehensive licensing and registrations demonstrating expertise across multiple areas of financial services.

SRO Registrations

General Securities Representative

FINRA

Qualified to sell securities products including stocks, bonds, and mutual funds.

Passed: 09/22/2021

General Securities Representative

Nasdaq Stock Market

Qualified to sell securities products including stocks, bonds, and mutual funds.

Passed: 09/22/2021

State Registrations

Licensed in 53 U.S. States & Territories

Alabama

Alaska

Arizona

Arkansas

California

Colorado

Connecticut

Delaware

Florida

Georgia

Hawaii

Idaho

Illinois

Indiana

Iowa

... and 38 additional states & territories for complete nationwide coverage

Examinations & Certifications

Professional examinations passed and maintained to ensure the highest level of competency and compliance.

State Securities Law Exams

Series 63 - Uniform Securities Agent State Law Examination

FINRA qualification exam that permits an individual to solicit orders for securities and conduct business under state securities regulations. Passed: 07/12/2002

General Industry & Product Examinations

Series 7 - General Securities Representative

Comprehensive examination covering stocks, bonds, options, and investment company products. Passed: 05/20/2002

SIE - Securities Industry Essentials

Foundational examination covering securities industry regulations and products. Passed: 10/01/2018

Series 99TO - Operations Professional

Specialized examination for operations functions including trade processing and compliance. Passed: 01/02/2023

Professional Examination Record

3

General Industry Exams Passed

1

State Securities Law Exams Passed

100%

Compliance Record

Financial Services

Tailored financial solutions designed to protect, grow, and manage your wealth with confidence and clarity.

Investment Management

Customized portfolio strategies covering stocks, bonds, mutual funds, and ETFs to help you achieve long-term growth.

Retirement Planning

Secure your financial future with 401(k) optimization, IRA management, and retirement income strategies tailored to your lifestyle.

Wealth Management

Holistic strategies for asset allocation, tax efficiency, and estate planning to preserve and grow your legacy.

Options Trading

Advanced options strategies for risk management, income generation, and enhancing overall portfolio performance.

Insurance & Annuities

Protect your family and future with tailored life insurance and annuity products offering security and tax-advantaged growth.

Financial Consulting

Personalized guidance for goal setting, risk assessment, and financial planning to align your strategy with your ambitions.

Professional History

A comprehensive timeline of professional registrations and employment history in the financial services industry.

Current Professional Affiliations

CHARLES SCHWAB & CO., INC.

CRD# 5393

9800 Schwab Way, Lone Tree, CO 80124

Registered Since: August, 2021

Current Roles:

• General Securities Representative
• Operations Professional
• Licensed in 53 U.S. States & Territories
• Registered with 2 Self-Regulatory Organizations

Employment Timeline

Stock Broker | Investment Adviser

Current

CHARLES SCHWAB & CO., INC.

2021 - Present

Mass Transfer

SAMCO CAPITAL MARKETS, INC.

2006 - 2021 (

Mass Transfer

PENSON FINANCIAL SERVICES, INC.

2003 - 2006

Stock Broker

SERVICE ASSET MANAGEMENT COMPANY

2002 - 2003

Regulatory Information

Transparency and compliance information as required by financial industry regulations.

Regulatory Disclosures

Clean Record: No disclosure events are reported for this broker.

Disclosure summary

Customer Complaints: None reported

Regulatory Actions: None reported

Employment Terminations: None reported

Criminal or Civil Proceedings: None reported

Note: Christine Linda Armstrong maintains a clean regulatory record with no disclosure events as of the most recent FINRA BrokerCheck report.

All disclosures are reported in accordance with FINRA and SEC regulations. Disclosed events do not necessarily indicate wrongdoing.

Regulatory Resources

FINRA BrokerCheck Report

Complete professional background check

Professional Identifiers

CRD Number: 4417224

FINRA Registration: Active

Firm CRD: 5393

SRO Registrations: 2 Active

State Licenses: 53 Active

Investor Tip: Always verify your financial professional's credentials through FINRA BrokerCheck before making investment decisions.

Client Testimonials

Hear from satisfied clients about their experience with professional financial guidance.

"

"Christine's expertise in retirement planning has been invaluable. Her comprehensive approach and attention to detail gave us confidence in our financial future."

Robert & Christine Johnson

Retired Educators, California

"

"Working with Christine transformed our investment strategy. Her knowledge of options trading and portfolio management exceeded our expectations."

Michael Chen

Business Owner, Arizona

"

"Christine's personalized approach to wealth management has helped us achieve goals we never thought possible. Highly recommended!"

Jennifer Williams

Healthcare Professional, Nebraska

"

"The comprehensive financial planning services exceeded our expectations. Christine's expertise in variable annuities was exactly what we needed."

David & Lisa Anderson

Real Estate Investors, Texas

"

"Christine's guidance through our estate planning process was invaluable. Her attention to detail and regulatory knowledge gave us peace of mind."

Patricia Thompson

Retired Executive, Florida

"

"Professional, knowledgeable, and always available. Christine helped us navigate complex investment decisions with confidence."

Mark Rodriguez

Engineer, Colorado

"

"Christine's comprehensive understanding of investment company products helped us optimize our portfolio for long-term growth."

Sarah Miller

Small Business Owner, Ohio

"

"The level of service and expertise we received was outstanding. Christine truly understands the complexities of financial planning."

James & Carol Davis

Retired Military, Virginia

"

"Christine's expertise in securities trading and market analysis has been crucial to our investment success. Exceptional service!"

Kevin Park

Technology Executive, Washington

"

"Working with Christine has been a game-changer for our financial future. Her dedication and expertise are unmatched."

Amanda Foster

Marketing Director, New York

Schedule Your Consultation

Ready to discuss your financial goals? Contact Christine Linda Armstrong to schedule your personalized consultation.

Get in Touch

Email Address

contact@christinelindaarmstrong.us

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Professional Credentials

CRD#: 4417224

FINRA: Registered

SEC: Registered

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